Rebuttal Statement by David B. Cheek,
M.D.
Comments in
opposition to statements made by
Bernard L.
Diamond, M.D.
Related to
the use of Hypnosis on prospective
witnesses.
INTERNATIONAL JOURNAL OF INVESTIGATIVE
HYPNOSIS
Published by: INTERNATIONAL SOCIETY FOR INVESTIGATIVE
AND FORENSIC HYPNOSIS
July 1981, Issue
13.
COMMENTS IN OPPOSITION TO STATEMENTS MADE
BY
BERNARD L. DIAMOND,M.D. in a paper published by the
CALIFORNIA LAW REVIEW, 1980,
68:313-349.
David B. Cheek,
M.D.
“INHERENT PROBLEMS IN THE USE OF PRETRIAL
HYPNOSIS ON A PROSPECTIVE
WITNESS”
This paper has been given wide media
publicity and conclusions drawn by Doctor Diamond are the
foundation for an appeal to overturn the conviction of a mass
murderer. It is being used as basis for proposal to deny all
evidence obtained through the use of
hypnosis.
Before considering information contained in
Doctor Diamond’s paper it should be pointed out that it is
incumbent on all of us who are active in professional fields of
work to keep up with developments, to communicate with our
peers and to learn from the experience of others. There are two
major organizations in the United States, the Society of
Clinical and Experimental Hypnosis founded in 1948 and the
American Society of Clinical Hypnosis founded in 1957. The
combined membership of these two organizations is over 3,000.
Doctor Diamond has not been a member of either nor has he ever
to my knowledge attended any of the numerous workshops offered
by them or any of their annual
conventions.
Doctor Diamond has made the sweeping
statement that once a witness has been hypnotized for the
purpose of enhancing memory, his recollection has been so
contaminated that he is effectively rendered incompetent to
testify.
This would apply with some validity to a very
suggestible person, numbering about one in twenty, who has been
placed in a deep hypnotic state and verbally coerced into
fabricating information relating to an accident or a crime of
violence. Hypnotized people behave like supposedly unhypnotized
people in the face of coercive questioning about an experience
that has been very threatening or otherwise unpleasant. They
will subconsciously be so unwilling to face it that they will
blot out important details or even fabricate some sort of
information they hope will satisfy their
interrogator.
Both Freud and Carl Jung gave up using
hypnosis during their period of interest in “trauma” as a cause
of persisting neurotic behavior. Both used coercive techniques
and both found patients reporting traumata that were later
proven not to have occurred. Herbert Spiegel has demonstrated
how a very suggestible person may be given a totally untrue
identity and set of circumstances that become fixed into a
reality and defended against reasonable objections (1980).
Spiegel pointed this but not as an objection to the use of
hypnosis but as an argument in favor of having investigators
thoroughly familiar with the various facets of hypnotic
behavior.
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Those experienced in uses of hypnosis explain
that they do not hypnotize anyone. They will teach the witness
to use his own hypnosis for memory improvement. They explain
that the witness can come out of hypnosis at any time and that
the entire experience will be remembered on coming out of this
state. They know how to help the witness review an experience
with a minimum of discomfort. They do this by asking the
witness to look at the scene from the time level of the
interview rather than the time of occurrence. It can be done as
though the witness is replaying a videotape recording on a
television screen. Better yet is to ask for the entire
experience to be reviewed at a subconscious level without
trying to remember anything consciously. Unconscious gestures
(ideomotor signals) will indicate the beginning, important
moments and the ending of the experience. The scene is reviewed
many times before it is raised to more conscious levels of
awareness where it can be translated into
words.
All sensory perceptions enter the primitive
part of the brain, well below the cerebral hemispheres
containing conscious memory and the associative processes
having to do with speech and ability to use logic and
reasoning. The brain stem and midbrain are side open for
information, especially is this so when we are in danger or
when consciousness is lost through injury or the influence of
drugs, including alcohol and general
anesthetics.
If the statements of Doctor Diamond were
taken seriously and all evidence obtained through the use of
hypnosis were considered tainted we would have no way of
revealing important information that can be supplied by people
who have been unconscious at the time of an accident or who
have had a retrograde amnesia about a series of events
preceding a period of traumatic
unconsciousness.
In 1937 Milton H. Erickson demonstrated that
retrograde amnesia and physiological details of a prolonged
period of traumatic unconsciousness could be explored and
details revealed through use of hypnosis. In this case he
regressed his subject to a time before the beginning of the
retrograde amnesia and had him report as much as possible. Each
time the man ran out of memory in the hypnotized state Erickson
had him return to his starting point and advance again as far
as possible. The effect, comparable to cutting tall grass
by retracing steps and rushing further each time with the lawn
mower, revealed a wealth of information that was verified by
police investigators.
Erickson’s pioneer observations regarding
multiple subconscious review during ordinary conversational
hypnosis took 4 1/2 hours during two days of exploration.
By avoiding efforts to have the hypnotized subject convert
memories into speech it is now possible to review details of a
surgical operation under general anesthesia in the space of ten
or fifteen minutes. The method of using ideomotor responses was
outlined by Cheek in the first published paper on perception of
meaningful sounds during general anesthesia in 1959 and
extended in the books “TECHNIQUES OF HYPNOTHERAPY” and
“CLINICAL HYPNOTHERAPY”.
In addition to its value in speeding the
process of search for information the use of ideomotor
responses symbolizing “yes”, “no” and “I-do-not-want-to-answer”
are helpful in determining validity of information at a level
of response that is below conscious, conversational
levels of awareness.
Information offered by alcoholics, drug
addicts and known criminals can never be trusted. Their
manipulation of truth has been exercised over such a long
period of time in favor of exigency of the moment that they can
fool a hypnotist, they can fake ideomotor responses just as
they can fool a polygraph machine. Most victims of accidents or
violence, however, do not fit into the above category. They are
subconsciously honest. After they have made a statement
verbally the information can be checked against ideomotor
responses to such questions as, “does the inner part of your
mind agree with what you have just told me?” At the beginning
of an interview in hypnosis finger signals are set up and the
instruction given that if at anytime the subconscious part of
the subject’s mind disagrees with what is being said he will
give an unconscious gesture of a designated finger. These
movements are, in fact, unconscious just as we may contradict a
conscious statement with an unconscious shake of our head or an
averted glance.
“TESTIMONY DERIVED FROM HYPNOSIS DENIES THE
APPELLANT THE RIGHT TO CONFRONT AND CROSS EXAMINE THE
WITNESS”
It is difficult to imagine where Doctor
Diamond obtained his evidence for such a contention. Hypnosis
“by definition” in no way ordains that the hypnotized person
will have amnesia for everything that went on during the
hypnotic state.
In the late 19th Century Freud believed his
patient was hypnotized only when the patient had amnesia for
the period of interview between Freud’s formal induction and
the time he terminated the hypnotic state. He gave up hypnosis
partially because he could “hypnotize” so few of his patients.
He did not seem to recognize that people frequently go into
hypnosis while attempting to remember sequential events in
their history. Josef Breuer did recognize that people go into
hypnosis spontaneously without anyone inducing a trance. He
recognized that this would occur at the time of a “trauma” or
very stressful experience responsible for the fixed pattern of
behavior seen in a neurosis.
Breuer used the term “hypnoid” for such an
experience. He observed that some people without urging will
spontaneously relive a traumatic or “hypnoid” experience during
a simple induction of hypnosis with suggestions for peaceful
relaxation. Cheek (1960) pointed to this phenomenon as a reason
for subjects withdrawing from a hypnotized state and refusing
to again be hypnotized, until they are sure they will not have
to relive an unpleasant experience. Hypnosis producing
experiences included automobile accidents, falling out of a
tree, rape and childhood
tonsillectomy.
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Bernheim, T. J. Hudson, Estabrooks, Cheek
(1962), Spiegel, Hilgard and Hilgard have all observed that
hypnosis occurs spontaneously at moments of stress. Those
familiar with the appearance of a person entering a hypnotic
state will recognize that these changes in facial mobility and
decrease in eyelid movement also occur while a witness is
recounting sequential details leading up to the important
event. This type of entrance into hypnosis while remembering
sequential events was observed by Milton Erickson in his
student days at the University of Wisconsin
(1961).
Exclusion of formal hypnosis initiated by an
investigator for the purpose of improving memory of a witness
prior to trial would also require exclusion of all testimony
obtained from any witness unless there is an observer present
who is competent to know that the witness at no time has
entered a hypnotic state while being questioned. This is not
likely to be the case under most circumstances unless hypnosis
is recognized for its value and those trained for investigation
are also thoroughly trained in all aspects of modern hypnotic
interview techniques. There could never be such a situation if
courts disqualify all evidence derived through the help of
hypnosis.
Those investigators trained in uses of
hypnosis are taught that every interview must be tape-recorded
or videotape-recorded from the moment the subject of hypnosis
is presented to the witness and continued without interruption
until the interview is terminated. These recordings are
available to the defense attorney and to his consultant in
hypnotic methods. (Reiser, 1980)
As with all evidence obtained where hypnosis
is not knowingly used the details are checked against other
information before presenting it to the court. the judge and
jury have access to the tapes. It is for them to use or reject
evidence derived with the help of hypnosis. There is no
difficulty put in the way of a defense attorney cross-examining
the witness. The educated attorney and hypnosis consultant for
the plaintiff will be competent to recognize whether or not the
methods of cross-examination induce hypnosis in the witness by
virtue of the stress involved and possible effort to confuse
the witness.
In conclusion I wish to stress the following
points:
1. Hypnosis occurs spontaneously to varying
degrees when a human feels
threatened or loses
consciousness.
2. People in spontaneous or induced hypnotic
states do not always remember
details of a stressful event at a conscious
level of awareness. What they have
registered subconsciously may not be
accurate. It must be checked against
all available
evidence.
3. It would be a great wrong to exclude all
evidence derived from the use of
hypnosis.
4. Attorneys and officers trained in criminal
investigation should be in possession
of all available information about modern
uses of hypnosis for breaking through
amnesia and permitting recovery of factual
data.
REFERENCES
Bernheim, H.: Suggestive
Therapeutics, translated by Herter.
New York, Putnam & Sons,
1895, p.24.
Breuer, J. &
Studies in Hysteria, Translated by Strachey.
Freud, S. : New York,
Basic Books, 1957, pp 11-12.
Cheek, D.B. : Unconscious
perception of meaningful sounds during surgical
anesthesia as revealed under
hypnosis. American Journal of
Clinical Hypnosis, 1959,
1: 101-113.
Cheek, D.B. : Removal of
resistance to hypnosis using ideomotor questioning
techniques. American Journal
of Clinical Hypnosis, 1960,
3:
103-107.
Cheek, D.B. : Importance
of recognizing that surgical patients behave as
though hypnotized. American
Journal of Clinical Hypnosis,
1962, 4:
227-236.
Cheek, D.B.
& LeCron, L.M. Clinical Hypnotherapy, New York, Grune &
Stratton,1968.
Erickson, M.H. : Development of
apparent unconsciousness during hypnotic
reliving of a traumatic
experience. Archives of Neurology and
Psychiatry, 1937, 38:
1282-1288.
Erickson, M.H. Historical note on the
hand levitation and other ideomotor
techniques. American Journal
of Clinical Hypnosis, 1961,
3:
196-199.
Freud, S. :
Complete Psychological works, Vol. XI, New York,
Hogarth
Press,
1910.
Hilgard, J.
Hilgard, E. &
Newman, M. : Sequelae to hypnosis induction with
special reference to earlier
chemical anesthesia. Journal
of Nervous and Mental Disease,
1961, 133:
461-478.
Hudson, T.J. : The Law
of Psychic Phenomena. Chicago, McClurg, 1893,
p.
315.
Jung, C.G. :
Critique of Psychoanalysis, Translated by Hull. Bollington
Series, Princeton University
Press, 1975, Letter to Dr. R. Loy,
January 28,
1913.
LeCron, L.M. : Techniques of
Hypnotherapy, New York, Julian Press,
1961.
Reiser, M. :
Handbook of Investigative Hypnosis. Los Angeles, LEHI
Publishing Company,
1980.
Spiegel, H. :
Hypnosis and Evidence: Help or Hindrance? Annals of the
New York Academy of
Sciences, 1980, 347: 73-85.
ABOUT THE AUTHOR: David B. Cheek,
M.D.
Diplomate, American Board, Obstetrics and
Gynecology
Fellow: American
College of Surgeons
American College of Obstetricians and Gynecologists
American Society of Clinical
Hypnosis
Past
President:
San Francisco Academy of
Hypnosis
American Society of Clinical
Hypnosis
Guest Lecturer,
Department of
Psychiatry
University of West Indies
Veterans Hospital, Topeka, Kansas
University of North Carolina
University of Virginia
University of British Columbia
University of Utah
California School of Professional
Psychology
Texas Association for Investigative
Hypnosis
Author: Thirty-six
professional papers on Hypnosis
Chapter, Hypnosis in Gynecology in LeCron, (Ed.)
Techniques of Hypnotherapy,
1961.
Hypnosis in Gynecology in Kroger,
(Ed.)
Psychosomatic Gynecology, Obstetrics and
Endocrinology, Springfield, Thomas
1962.
Hypnosis in Hastings, Fadiman,
Gordon (Ed.)
Health for the Whole Person, Boulder,
Westview Press, 1980.
Co-Author with
LeCron:
Clinical Hypnotherapy, New
York,
Grune and Stratton, 1968.
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